| 2026-10-22 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rules 15Ba1-1 to 15Ba1-8-Registration of Municipal Advisors and Forms MA, MA-I, MA-W, and MA-NR
2026-21562 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize NYSE Rule 3220 With Certain Changes by FINRA
2026-21571 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 and Rule 19.4 To Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and To Permit the Listing of Options on Exchange-Traded Funds
2026-21572 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Edits to Exchange Rule 1703, Consolidated Audit Trail Compliance Rule-Industry Member Data Reporting
2026-21573 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Non-Substantive Correction to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations
2026-21574 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Listing Rules Regarding Dually-Listed Securities
2026-21575 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.33(g) and Rule 5.34
2026-21576 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Notice of Intention To Cancel Registrations of Certain Transfer Agents
2026-21577 |
| 2026-10-22 | Notice | Commodity Futures Trading Commission | Agency Information Collection Activities Under OMB Review
2026-21579 |
| 2026-10-22 | Notice | Commodity Futures Trading Commission | Agency Information Collection Activities Under OMB Review
2026-21581 |
| 2026-10-22 | Notice | Securities and Exchange Commission | Neostellar Capital Corp., et al.
2026-21621 |
| 2026-10-21 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Offer Complimentary Products and Services
2026-21479 |
| 2026-10-21 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule
2026-21480 |
| 2026-10-21 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.1(a)(3) To Describe When Unpriced Orders Are Eligible for Execution and To Amend Rule 11.6(q)(2) To Clarify the Expiration of Day Orders Entered During the Overnight Trading Session or Order Acceptance Queueing Time
2026-21481 |
| 2026-10-21 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend the CMESC Risk Management Framework (“RMF”) Related to CMESC's Default Management Practices
2026-21482 |
| 2026-10-21 | Notice | Commodity Futures Trading Commission | Agency Information Collection Activities Under OMB Review
2026-21492 |
| 2026-10-21 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-2
2026-21495 |
| 2026-10-21 | Notice | Securities and Exchange Commission | Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status
C1-2026-20311 |
| 2026-10-20 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend FINRA Rule 2210 (Communications With the Public)
2026-21393 |
| 2026-10-20 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Action
2026-21398 |
| 2026-10-20 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Actions
2026-21423 |
| 2026-10-20 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Action
2026-21445 |
| 2026-10-20 | Proposed Rule | Securities and Exchange Commission | Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
C1-2026-20360 |
| 2026-10-19 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Warrant Performance Incentive Program
2026-21244 |
| 2026-10-19 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend Section V. Manual Transaction Fees of the Fee Schedule To Increase QOO and FOO Order Fees in Non-Penny Interval Classes and To Increase the Floor Broker Enhanced Rebate in Non-Penny Interval Classes
2026-21245 |
| 2026-10-19 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules at Options 7, Section 2
2026-21246 |
| 2026-10-19 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the PHLX Pricing Schedule at Options 7, Section 4 (Multiply Listed Options Fees)
2026-21247 |
| 2026-10-19 | Notice | Commodity Futures Trading Commission | Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0093, Part 40, Provisions Common to Registered Entities
2026-21275 |
| 2026-10-19 | Rule | Commodity Futures Trading Commission | Further Definition of “Swap” To Exclude Casino-Style Gambling Products
2026-21376 |
| 2026-10-19 | Proposed Rule | Commodity Futures Trading Commission | Further Definition of “Swap”-Inclusions
2026-21377 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.1 Regarding Information Circular Requirements
2026-21126 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
2026-21127 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 and Rule 19.4 To Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and To Permit the Listing of Options on Exchange-Traded Funds
2026-21128 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270 (Clearly Erroneous Executions) in Light of the Commission's Approval of Overnight Protected Bands for 23/5 Trading
2026-21129 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market-Wide Speed Bump and Kill Switch
2026-21130 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market-Wide Speed Bump and the Kill Switch
2026-21131 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the LTSE Fee Schedule To Add an Incentive Program for Market Makers
2026-21132 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders
2026-21133 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism
2026-21134 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts
2026-21135 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy
2026-21136 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4120 To Set Forth Specific Requirements for Halting and Opening Trading in Exchange-Traded Products During 23/5 Trading
2026-21137 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing of Binary Options Overlying Key Performance Indicators Reported by Certain Issuers of Stock
2026-21149 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-7 and Form N-MFP
2026-21180 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-22
2026-21203 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-3
2026-21204 |
| 2026-10-16 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Action
2026-21212 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Stellus Capital Investment Corporation, et al.
2026-21215 |
| 2026-10-16 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-17f-2
2026-21216 |
| 2026-10-15 | Notice | Securities and Exchange Commission | Clearlake Private Markets Fund, et al.
2026-21029 |
| 2026-10-15 | Proposed Rule | Securities and Exchange Commission | Investment Company Cross Trading
2026-21037 |
| 2026-10-15 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-8B-2
2026-21082 |
| 2026-10-15 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Actions
2026-21085 |
| 2026-10-14 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Restricted Stock Units Incentive Program
2026-20921 |
| 2026-10-14 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Shared Listings Program on the Exchange
2026-20922 |
| 2026-10-14 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the TXSE Fee Schedule To Modify the Transaction Fee Applicable to Securities Priced at or Above $1.00 That Remove Displayed Liquidity From the TXSE Book
2026-20923 |
| 2026-10-14 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule by Introducing Step-Up Tier 1
2026-20924 |
| 2026-10-14 | Notice | Securities and Exchange Commission | RTW Biotech Growth Fund and RTW Investments, LP
2026-20936 |
| 2026-10-14 | Notice | Commerce Department, Industry and Security Bureau | Guidance to U.S. Customs and Border Protection Regarding the Assessment of “U.S. Content” for Purposes of Implementing Tariffs Pursuant to Clause (2)(D) of Proclamation 11032 of June 1, 2026
2026-20938 |
| 2026-10-14 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Action
2026-20994 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program
2026-20793 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement With Chicago Mercantile Exchange Inc.
2026-20794 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules Regarding the Global Trading Hours (“GTH”) and Curb Trading Hours Sessions
2026-20795 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15 (Clearly Erroneous Executions)
2026-20796 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.17 (Clearly Erroneous Executions)
2026-20797 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.17 (Clearly Erroneous Executions)
2026-20798 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Joint Industry Plan; Notice of Filing and Order of Summary Effectiveness on a Temporary Basis Not To Exceed 120 Days of Proposed Twenty-Ninth Amendment to the National Market System Plan To Address Extraordinary Market Volatility To Revise the Time for Calculating the Consolidated Price in Connection With Overnight Trading
2026-20799 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5740 Regarding Information Circular Requirements
2026-20800 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; MEMX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules for the Listing and Trading of Securities Event Contracts on the Exchange
2026-20801 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Add IEX Exchange, Inc. (“IEX”) to Fee Code RP
2026-20802 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Add IEX Exchange, Inc. (“IEX”) to Fee Code RP
2026-20803 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5740 Regarding Information Circular Requirements
2026-20804 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3312 (Clearly Erroneous Transactions)
2026-20805 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 11, Rule 11890 (Clearly Erroneous Transactions)
2026-20806 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 11, Rule 11890 (Clearly Erroneous Transactions)
2026-20807 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rule 5505
2026-20808 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program
2026-20809 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program
2026-20810 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Data Vendor Program
2026-20811 |
| 2026-10-13 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-54C
2026-20819 |
| 2026-10-13 | Rule | Treasury Department, Foreign Assets Control Office | Publication of Venezuela Sanctions Regulations Web General License 60
2026-20831 |
| 2026-10-13 | Rule | Treasury Department, Foreign Assets Control Office | Publication of an Iran-Related Determination
2026-20839 |
| 2026-10-13 | Proposed Rule | Commodity Futures Trading Commission | Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets
2026-20888 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
2026-20706 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
2026-20707 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Amend the IEX Equities Fee Schedule
2026-20708 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15 (Clearly Erroneous Executions)
2026-20709 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Modify the Required Criteria To Qualify for the Reduced Incremental Fee
2026-20710 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Transaction Fees at Nasdaq Equity 7, Section 118, To Establish a Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide Liquidity
2026-20711 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule To Adopt Fees for One-Minute Intra-Day Volume Reports
2026-20712 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Proprietary Market Data Fee Schedule To Adopt Fees for One-Minute Intra-Day Volume Reports
2026-20713 |
| 2026-10-09 | Notice | Securities and Exchange Commission | Cboe Clear U.S., LLC; Notice of Filing of an Amendment to Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
2026-20714 |
| 2026-10-09 | Notice | Securities and Exchange Commission | DPP Investors 2025 LP and DLA Piper LLP (US)
2026-20772 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8(d)
2026-20594 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8(d)
2026-20595 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operative Date of SR-Nasdaq-2026-004
2026-20596 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Wide Risk Protection
2026-20597 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Wide Risk Protection
2026-20598 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Amend the Exchange's Fee Schedule
2026-20599 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.29 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20600 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.30 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20601 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20602 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.24(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20603 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3101 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20604 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4121 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20605 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4121 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week
2026-20606 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation SE
2026-20616 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
2026-20669 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-8 and Form N-CR
2026-20670 |
| 2026-10-08 | Notice | Securities and Exchange Commission | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 2a-7
2026-20671 |
| 2026-10-08 | Notice | Treasury Department, Foreign Assets Control Office | Notice of OFAC Sanctions Actions
2026-20683 |